*
|
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
|
CUSIP No. U3762T113
|
Page
2 of 18 Pages
|
1.
|
Name of Reporting Persons
Advanced Technology Ventures VI, L.P.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b)
☒1
|
|||||
3.
|
SEC USE ONLY
|
|||||
4.
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
|
5.
|
|
Sole Voting Power
0
|
||
|
6.
|
|
Shared Voting Power
672,7712
|
|||
|
7.
|
|
Sole Dispositive Power
0
|
|||
|
8.
|
|
Shared Dispositive Power
672,7712
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
672,7712
|
|||||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
|
|||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.4%3
|
|||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
1
|
This Schedule 13G is filed by Advanced Technology Ventures VI, L.P. (“ATV VI”), Advanced Technology Ventures VII, L.P. (“ATV VII”), Advanced Technology Ventures VII (B), L.P. (“ATV VII-B”), Advanced Technology Ventures VII(C), L.P. (“ATV VII-C”), ATV Entrepreneurs VI, L.P. (“ATVE VI”), ATV Entrepreneurs VII, L.P. (“ATVE VII”), ATV Alliance 2002, L.P. (“ATV Alliance”), ATV Associates VI, L.L.C. (the general partner of ATV VI and ATVE VI) (“ATVA VI), ATV Associates VII, L.L.C. (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII) (“ATVA VII”), and ATV Alliance Associates, L.L.C. (the general partner of ATV Alliance) (“ATVAA” and collectively with ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI and ATVA VII, the “ATV Entities”). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
|
2
|
Consists of (i) 90,344 shares of common stock owned by ATV VI, (ii) 540,967 shares of common stock owned by ATV VII, (iii) 21,708 shares of common stock owned by ATV VII-B, (iv) 10,434 shares of common stock owned by ATV VII-C, (v) 3,223 shares of common stock owned by ATVE VII, (vi) 5,766 shares of common stock owned by ATVE VI and (vii) 329 shares of common stock owned by ATV Alliance.
|
3
|
This
percentage is calculated based upon 15,333,100 shares of the Issuer’s common stock outstanding as of November 10, 2018, as
set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November
14, 2018.
|
CUSIP No. U3762T113
|
Page
3 of 18 Pages
|
1.
|
Name of Reporting Persons
Advanced Technology Ventures VII , L.P.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b)
☒1
|
|||||
3.
|
SEC USE ONLY
|
|||||
4.
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
|
5.
|
|
Sole Voting Power
0
|
||
|
6.
|
|
Shared Voting Power
672,7712
|
|||
|
7.
|
|
Sole Dispositive Power
0
|
|||
|
8.
|
|
Shared Dispositive Power
672,7712
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
672,7712
|
|||||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
|
|||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.4%3
|
|||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
1
|
This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
|
2
|
Consists of (i) 90,344 shares of common stock owned by ATV VI, (ii) 540,967 shares of common stock owned by ATV VII, (iii) 21,708 shares of common stock owned by ATV VII-B, (iv) 10,434 shares of common stock owned by ATV VII-C, (v) 3,223 shares of common stock owned by ATVE VII, (vi) 5,766 shares of common stock owned by ATVE VI and (vii) 329 shares of common stock owned by ATV Alliance.
|
3
|
This
percentage is calculated based upon 15,333,100 shares of the Issuer’s common stock outstanding as of November 10, 2018, as
set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November
14, 2018.
|
CUSIP No. U3762T113
|
Page
4 of 18 Pages
|
1.
|
Name of Reporting Persons
Advanced Technology Ventures VII(B), L.P.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b)
☒1
|
|||||
3.
|
SEC USE ONLY
|
|||||
4.
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
|
5.
|
|
Sole Voting Power
0
|
||
|
6.
|
|
Shared Voting Power
672,7712
|
|||
|
7.
|
|
Sole Dispositive Power
0
|
|||
|
8.
|
|
Shared Dispositive Power
672,7712
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
672,7712
|
|||||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
|
|||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.4%3
|
|||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
1
|
This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
|
2
|
Consists of (i) 90,344 shares of common stock owned by ATV VI, (ii) 540,967 shares of common stock owned by ATV VII, (iii) 21,708 shares of common stock owned by ATV VII-B, (iv) 10,434 shares of common stock owned by ATV VII-C, (v) 3,223 shares of common stock owned by ATVE VII, (vi) 5,766 shares of common stock owned by ATVE VI and (vii) 329 shares of common stock owned by ATV Alliance.
|
3
|
This
percentage is calculated based upon 15,333,100 shares of the Issuer’s common stock outstanding as of November 10, 2018, as
set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November
14, 2018.
|
CUSIP No. U3762T113
|
Page
5 of 18 Pages
|
1.
|
Name of Reporting Persons
Advanced Technology Ventures VII(C), L.P.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b)
☒1
|
|||||
3.
|
SEC USE ONLY
|
|||||
4.
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
|
5.
|
|
Sole Voting Power
0
|
||
|
6.
|
|
Shared Voting Power
672,7712
|
|||
|
7.
|
|
Sole Dispositive Power
0
|
|||
|
8.
|
|
Shared Dispositive Power
672,7712
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
672,7712
|
|||||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
|
|||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.4%3
|
|||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
1
|
This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
|
2
|
Consists of (i) 90,344 shares of common stock owned by ATV VI, (ii) 540,967 shares of common stock owned by ATV VII, (iii) 21,708 shares of common stock owned by ATV VII-B, (iv) 10,434 shares of common stock owned by ATV VII-C, (v) 3,223 shares of common stock owned by ATVE VII, (vi) 5,766 shares of common stock owned by ATVE VI and (vii) 329 shares of common stock owned by ATV Alliance.
|
3
|
This
percentage is calculated based upon 15,333,100 shares of the Issuer’s common stock outstanding as of November 10, 2018, as
set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November
14, 2018.
|
CUSIP No. U3762T113
|
Page
6 of 18 Pages
|
1.
|
Name of Reporting Persons
ATV Entrepreneurs VI, L.P.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b)
☒1
|
|||||
3.
|
SEC USE ONLY
|
|||||
4.
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
|
5.
|
|
Sole Voting Power
0
|
||
|
6.
|
|
Shared Voting Power
672,7712
|
|||
|
7.
|
|
Sole Dispositive Power
0
|
|||
|
8.
|
|
Shared Dispositive Power
672,7712
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
672,7712
|
|||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
|
|||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.4%3
|
|||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
1
|
This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
|
2
|
Consists of (i) 90,344 shares of common stock owned by ATV VI, (ii) 540,967 shares of common stock owned by ATV VII, (iii) 21,708 shares of common stock owned by ATV VII-B, (iv) 10,434 shares of common stock owned by ATV VII-C, (v) 3,223 shares of common stock owned by ATVE VII, (vi) 5,766 shares of common stock owned by ATVE VI and (vii) 329 shares of common stock owned by ATV Alliance.
|
3
|
This
percentage is calculated based upon 15,333,100 shares of the Issuer’s common stock outstanding as of November 10, 2018, as
set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November
14, 2018.
|
CUSIP No. U3762T113
|
Page
7 of 18 Pages
|
1.
|
Name of Reporting Persons
ATV Entrepreneurs VII, L.P.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b)
☒1
|
|||||
3.
|
SEC USE ONLY
|
|||||
4.
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
|
5.
|
|
Sole Voting Power
0
|
||
|
6.
|
|
Shared Voting Power
672,7712
|
|||
|
7.
|
|
Sole Dispositive Power
0
|
|||
|
8.
|
|
Shared Dispositive Power
672,7712
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
672,7712
|
|||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
|
|||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.4%3
|
|||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
1
|
This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
|
2
|
Consists of (i) 90,344 shares of common stock owned by ATV VI, (ii) 540,967 shares of common stock owned by ATV VII, (iii) 21,708 shares of common stock owned by ATV VII-B, (iv) 10,434 shares of common stock owned by ATV VII-C, (v) 3,223 shares of common stock owned by ATVE VII, (vi) 5,766 shares of common stock owned by ATVE VI and (vii) 329 shares of common stock owned by ATV Alliance.
|
3
|
This
percentage is calculated based upon 15,333,100 shares of the Issuer’s common stock outstanding as of November 10, 2018, as
set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November
14, 2018.
|
CUSIP No. U3762T113
|
Page
8 of 18 Pages
|
1.
|
Name of Reporting Persons
ATV
Alliance 2002, L.P.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b)
☒1
|
|||||
3.
|
SEC USE ONLY
|
|||||
4.
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
|
5.
|
|
Sole Voting Power
0
|
||
|
6.
|
|
Shared Voting Power
672,7712
|
|||
|
7.
|
|
Sole Dispositive Power
0
|
|||
|
8.
|
|
Shared Dispositive Power
672,7712
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
672,7712
|
|||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
|
|||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.4%3
|
|||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
1
|
This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
|
2
|
Consists of (i) 90,344 shares of common stock owned by ATV VI, (ii) 540,967 shares of common stock owned by ATV VII, (iii) 21,708 shares of common stock owned by ATV VII-B, (iv) 10,434 shares of common stock owned by ATV VII-C, (v) 3,223 shares of common stock owned by ATVE VII, (vi) 5,766 shares of common stock owned by ATVE VI and (vii) 329 shares of common stock owned by ATV Alliance.
|
3
|
This
percentage is calculated based upon 15,333,100 shares of the Issuer’s common stock outstanding as of November 10, 2018, as
set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November
14, 2018.
|
CUSIP No. U3762T113
|
Page
9 of 18 Pages
|
1.
|
Name of Reporting Persons
ATV Associates VI, L.L.C.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b)
☒1
|
|||||
3.
|
SEC USE ONLY
|
|||||
4.
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
|
5.
|
|
Sole Voting Power
0
|
||
|
6.
|
|
Shared Voting Power
672,7712
|
|||
|
7.
|
|
Sole Dispositive Power
0
|
|||
|
8.
|
|
Shared Dispositive Power
672,7712
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
672,7712
|
|||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
|
|||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.4%3
|
|||||
12.
|
Type of Reporting Person (See Instructions)
OO
|
1
|
This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
|
2
|
Consists of (i) 90,344 shares of common stock owned by ATV VI, (ii) 540,967 shares of common stock owned by ATV VII, (iii) 21,708 shares of common stock owned by ATV VII-B, (iv) 10,434 shares of common stock owned by ATV VII-C, (v) 3,223 shares of common stock owned by ATVE VII, (vi) 5,766 shares of common stock owned by ATVE VI and (vii) 329 shares of common stock owned by ATV Alliance.
|
3
|
This
percentage is calculated based upon 15,333,100 shares of the Issuer’s common stock outstanding as of November 10, 2018, as
set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November
14, 2018.
|
CUSIP No. U3762T113
|
Page
10 of 18 Pages
|
1.
|
Name of Reporting Persons
ATV Associates VII, L.L.C.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b)
☒1
|
|||||
3.
|
SEC USE ONLY
|
|||||
4.
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
|
5.
|
|
Sole Voting Power
0
|
||
|
6.
|
|
Shared Voting Power
672,7712
|
|||
|
7.
|
|
Sole Dispositive Power
0
|
|||
|
8.
|
|
Shared Dispositive Power
672,7712
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
672,7712
|
|||||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
|
|||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.4%3
|
|||||
12.
|
Type of Reporting Person (See Instructions)
PN
|
1
|
This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
|
2
|
Consists of (i) 90,344 shares of common stock owned by ATV VI, (ii) 540,967 shares of common stock owned by ATV VII, (iii) 21,708 shares of common stock owned by ATV VII-B, (iv) 10,434 shares of common stock owned by ATV VII-C, (v) 3,223 shares of common stock owned by ATVE VII, (vi) 5,766 shares of common stock owned by ATVE VI and (vii) 329 shares of common stock owned by ATV Alliance.
|
3
|
This
percentage is calculated based upon 15,333,100 shares of the Issuer’s common stock outstanding as of November 10, 2018, as
set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November
14, 2018.
|
CUSIP No. U3762T113
|
Page
11 of 18 Pages
|
1.
|
Name of Reporting Persons
ATV
Alliance Associates, L.L.C.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b)
☒1
|
|||||
3.
|
SEC USE ONLY
|
|||||
4.
|
Citizenship or Place of Organization
Delaware
|
|||||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: |
|
5.
|
|
Sole Voting Power
0
|
||
|
6.
|
|
Shared Voting Power
672,7712
|
|||
|
7.
|
|
Sole Dispositive Power
0
|
|||
|
8.
|
|
Shared Dispositive Power
672,7712
|
|||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
672,7712
|
|||||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
|
|||||
11.
|
Percent of Class Represented by Amount in Row (9)
4.4%3
|
|||||
12.
|
Type of Reporting Person (See Instructions)
OO
|
1
|
This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
|
2
|
Consists of (i) 90,344 shares of common stock owned by ATV VI, (ii) 540,967 shares of common stock owned by ATV VII, (iii) 21,708 shares of common stock owned by ATV VII-B, (iv) 10,434 shares of common stock owned by ATV VII-C, (v) 3,223 shares of common stock owned by ATVE VII, (vi) 5,766 shares of common stock owned by ATVE VI and (vii) 329 shares of common stock owned by ATV Alliance.
|
3
|
This
percentage is calculated based upon 15,333,100 shares of the Issuer’s common stock outstanding as of November 10, 2018, as
set forth in the Issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on November
14, 2018.
|
CUSIP No. U3762T113
|
Page
12 of 18 Pages
|
Item 1.
|
(a)
|
Name of Issuer
|
|
GI Dynamics, Inc. |
(b)
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Address of Issuer’s Principal Executive Offices
|
|
P.O.
Box 51915, Boston, MA 02205
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Item 2.
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(a)
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Name of Person Filing
|
|
Advanced Technology Ventures VI, L.P.
Advanced Technology Ventures VII, L.P.
Advanced Technology Ventures VII (B), L.P.
Advanced Technology Ventures VII(C), L.P.
ATV Entrepreneurs VI, L.P.
ATV Entrepreneurs VII, L.P.
ATV Alliance 2002, L.P.
ATV Associates VI, L.L.C.
ATV Associates VII, L.L.C.
ATV Alliance Associates, L.L.C.
|
(b)
|
Address of Principal Business Office or, if none, Residence
|
|
500 Boylston Street, Suite 1380, Boston, Massachusetts 02116
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CUSIP No. U3762T113
|
Page
13 of 18 Pages
|
(c)
|
Citizenship
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|
Each of ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII and ATV Alliance are limited partnerships organized in the State of Delaware. Each of ATVA VI, ATVA VII and ATVAA are limited liability companies organized in the State of Delaware.
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(d)
|
Title of Class of Securities
|
|
Common Stock
|
(e)
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CUSIP Number
|
|
U3762T113
|
Item 3.
|
If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
|
Not applicable
|
Item 4.
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Ownership
|
(a) Amount Beneficially Owned as of December 31, 2014:
|
Advanced Technology Ventures VI, L.P.
|
672,771 (1)
|
|
Advanced Technology Ventures VII, L.P
|
672,771 (1)
|
|
Advanced Technology Ventures VII (B), L.P.
|
672,771 (1)
|
|
Advanced Technology Ventures VII(C), L.P.
|
672,771 (1)
|
|
ATV Entrepreneurs VII, L.P.
|
672,771 (1)
|
|
ATV Entrepreneurs VI, L.P.
|
672,771 (1)
|
|
ATV Alliance 2002, L.P.
|
672,771 (1)
|
|
ATV Associates VI, L.L.C.
|
672,771 (1)
|
|
ATV Associates VII, L.L.C.
|
672,771 (1)
|
|
ATV Alliance Associates, L.L.C.
|
672,771 (1)
|
(b) Percent of Class as of December 31, 2014:
|
Advanced Technology Ventures VI, L.P.
|
4.4%
|
|
Advanced Technology Ventures VII, L.P
|
4.4%
|
|
Advanced Technology Ventures VII (B), L.P.
|
4.4%
|
|
Advanced Technology Ventures VII(C), L.P.
|
4.4%
|
|
ATV Entrepreneurs VII, L.P.
|
4.4%
|
|
ATV Entrepreneurs VI, L.P.
|
4.4%
|
|
ATV Alliance 2002, L.P.
|
4.4%
|
|
ATV Associates VI, L.L.C.
|
4.4%
|
|
ATV Associates VII, L.L.C.
|
4.4%
|
|
ATV Alliance Associates, L.L.C.
|
4.4%
|
CUSIP No. U3762T113
|
Page
14 of 18 Pages
|
(c) Number of shares as to which the person has, as of December 31, 2014:
|
|
(i) Sole power to vote or to direct the vote
|
Advanced Technology Ventures VI, L.P.
|
0
|
|
Advanced Technology Ventures VII, L.P
|
0
|
|
Advanced Technology Ventures VII (B), L.P.
|
0
|
|
Advanced Technology Ventures VII(C), L.P.
|
0
|
|
ATV Entrepreneurs VII, L.P.
|
0
|
|
ATV Entrepreneurs VI, L.P.
|
0
|
|
ATV Alliance 2002, L.P.
|
0
|
|
ATV Associates VI, L.L.C.
|
0
|
ATV Associates VII, L.L.C.
|
0
|
|
ATV Alliance Associates, L.L.C.
|
0
|
(ii) Shared power to vote or to direct the vote
|
Advanced Technology Ventures VI, L.P.
|
672,771 (1)
|
|
Advanced Technology Ventures VII, L.P
|
672,771 (1)
|
|
Advanced Technology Ventures VII (B), L.P.
|
672,771 (1)
|
|
Advanced Technology Ventures VII(C), L.P.
|
672,771 (1)
|
|
ATV Entrepreneurs VII, L.P.
|
672,771 (1)
|
|
ATV Entrepreneurs VI, L.P.
|
672,771 (1)
|
|
ATV Alliance 2002, L.P.
|
672,771 (1)
|
|
ATV Associates VI, L.L.C.
|
672,771 (1)
|
|
ATV Associates VII, L.L.C.
|
672,771 (1)
|
|
ATV Alliance Associates, L.L.C.
|
672,771 (1)
|
(IV) Sole power to dispose or to direct the disposition of
|
Advanced Technology Ventures VI, L.P.
|
0
|
|
Advanced Technology Ventures VII, L.P
|
0
|
|
Advanced Technology Ventures VII (B), L.P.
|
0
|
|
Advanced Technology Ventures VII(C), L.P.
|
0
|
|
ATV Entrepreneurs VII, L.P.
|
0
|
|
ATV Entrepreneurs VI, L.P.
|
0
|
|
ATV Alliance 2002, L.P.
|
0
|
|
ATV Associates VI, L.L.C.
|
0
|
|
ATV Associates VII, L.L.C.
|
0
|
|
ATV Alliance Associates, L.L.C.
|
0
|
CUSIP No. U3762T113
|
Page
15 of 18 Pages
|
(iv) Shared power to dispose or to direct the disposition of
|
Advanced Technology Ventures VI, L.P.
|
672,771 (1)
|
|
Advanced Technology Ventures VII, L.P
|
672,771 (1)
|
|
Advanced Technology Ventures VII (B), L.P.
|
672,771 (1)
|
|
Advanced Technology Ventures VII(C), L.P.
|
672,771 (1)
|
|
ATV Entrepreneurs VII, L.P.
|
672,771 (1)
|
|
ATV Entrepreneurs VI, L.P.
|
672,771 (1)
|
|
ATV Alliance 2002, L.P.
|
672,771 (1)
|
|
ATV Associates VI, L.L.C.
|
672,771 (1)
|
|
ATV Associates VII, L.L.C.
|
672,771 (1)
|
|
ATV Alliance Associates, L.L.C.
|
672,771 (1)
|
(1)
|
These shares are owned directly as follows: 90,344 shares of common stock are owned by ATV VI, 540,967 shares of common stock are owned by ATV VII, 21,708 shares of common stock are owned by ATV VII-B, 10,434 shares of common stock are owned by ATV VII-C, 3,223 shares of common stock are owned by ATVE VII, 5,766 shares of common stock are owned by ATVE VI, and 329 shares of common stock are owned by ATV Alliance.
|
Item 5.
|
Ownership of Five Percent or Less of a Class
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
|
Item 8.
|
Identification and Classification of Members of the Group
|
Item 9.
|
Notice of Dissolution of a Group
|
Item 10.
|
Certification
|
CUSIP No. U3762T113
|
Page
16 of 18 Pages
|
Advanced Technology Ventures VI, L.P.
|
ATV Entrepreneurs VII, L.P.
|
|||
By:
|
ATV Associates VI, L.L.C., its General Partner
|
By:
|
ATV Associates VII, L.L.C., its General Partner
|
|
By:
|
/s/ Michael A. Carusi |
By:
|
/s/ Michael A. Carusi | |
Authorized Signatory
|
Authorized Signatory
|
|||
Advanced Technology Ventures VII, L.P.
|
ATV Alliance 2002, L.P.
|
|||
By:
|
ATV Associates VII, L.L.C., its General Partner
|
By:
|
ATV Alliance Associates, L.L.C., its General Partner
|
|
By:
|
/s/ Michael A. Carusi |
By:
|
/s/ Michael A. Carusi | |
Authorized Signatory
|
Authorized Signatory
|
|||
Advanced Technology Ventures VII (B), L.P.
|
ATV Associates VI, L.L.C.
|
|||
By:
|
ATV Associates VII, L.L.C., its General Partner
|
By:
|
/s/ Michael A. Carusi | |
By:
|
/s/ Michael A. Carusi |
Authorized Signatory
|
||
Authorized Signatory
|
ATV Associates VII, L.L.C.
|
|||
Advanced Technology Ventures VII(C), L.P.
|
||||
By:
|
/s/ Michael A. Carusi | |||
By:
|
ATV Associates VII, L.L.C., its General Partner
|
|||
Authorized Signatory
|
||||
By:
|
/s/ Michael A. Carusi | |||
ATV Alliance Associates, L.L.C.
|
||||
Authorized Signatory
|
||||
By:
|
/s/ Michael A. Carusi | |||
ATV Entrepreneurs VI, L.P.
|
||||
Authorized Signatory
|
||||
By:
|
ATV Associates VI, L.L.C., its General Partner
|
|||
By:
|
/s/ Michael A. Carusi | |||
Authorized Signatory
|
CUSIP No. U3762T113
|
Page
17 of 18 Pages
|
A:
|
Joint Filing Agreement
|
CUSIP No. U3762T113
|
Page
18 of 18 Pages
|
Advanced Technology Ventures VI, L.P.
|
ATV Entrepreneurs VII, L.P.
|
|||
By:
|
ATV Associates VI, L.L.C., its General Partner
|
By:
|
ATV Associates VII, L.L.C., its General Partner
|
|
By:
|
/s/ Michael A. Carusi |
By:
|
/s/ Michael A. Carusi | |
Authorized Signatory
|
Authorized Signatory
|
|||
Advanced Technology Ventures VII, L.P.
|
ATV Alliance 2002, L.P.
|
|||
By:
|
ATV Associates VII, L.L.C., its General Partner
|
By:
|
ATV Alliance Associates, L.L.C., its General Partner
|
|
By:
|
/s/ Michael A. Carusi |
By:
|
/s/ Michael A. Carusi | |
Authorized Signatory
|
Authorized Signatory
|
|||
Advanced Technology Ventures VII (B), L.P.
|
ATV Associates VI, L.L.C.
|
|||
By:
|
ATV Associates VII, L.L.C., its General Partner
|
By:
|
/s/ Michael A. Carusi | |
By:
|
/s/ Michael A. Carusi |
Authorized Signatory
|
||
Authorized Signatory
|
||||
ATV Associates VII, L.L.C.
|
||||
Advanced Technology Ventures VII(C), L.P.
|
||||
By:
|
/s/ Michael A. Carusi | |||
By:
|
ATV Associates VII, L.L.C., its General Partner
|
|||
Authorized Signatory
|
||||
By:
|
/s/ Michael A. Carusi | |||
ATV Alliance Associates, L.L.C.
|
||||
Authorized Signatory
|
||||
By:
|
/s/ Michael A. Carusi | |||
ATV Entrepreneurs VI, L.P.
|
||||
Authorized Signatory
|
||||
By:
|
ATV Associates VI, L.L.C., its General Partner
|
|||
By:
|
/s/ Michael A. Carusi | |||
Authorized Signatory
|